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Advantage*Discounts

BD Advantage is a "business-to-business" site that targets and services a highly specific niche -- independent Securities Broker-Dealers. We have negotiated special discounts and or rates with these affiliates. Please follow the links below for more information.

Premier Partners


With the current technology explosion going on in the Securities Industry, and executions being as important as ever, BDAdvantage has the solution to your problems. Using the newest technology along with our exclusive contacts, we can bring this service right to your fingertips. With BDAdvantage you can: Route your orders to multiple destinations----on ONE platform using Go-Traders connectivity to route to the best pool of liquidity no matter if it's trading on an exchange or ECN for split second executions. Satisfy NASD "best execution" requirements (Rule 11ac1-5). This rule was instituted for market centers that trade National Market System securities will be required to make available to the public monthly electronic reports that include uniform statistical measures of execution quality. Enhance broker and client perception of your firm. You will be able to show your clients the quality executions you must receive under the rule which can be a great selling tool for your brokers. Get all of this FREE, through your exclusive membership in BDA Qualified Orders may generate additional revenue to your firm. Depending on size of order and consistency, you may qualify for a rebate on your order flow. If you truly want a solution to your execution problems, please contact Paul Savage at 800-477-6266 and find out how BDAdvantage can make a difference for you and your business.

	Financial Advisors Legal Association, (F.A. Legal) is the first organization specifically designed to provide its members with unlimited legal counsel should litigation strike. As a principal in the securities industry, you know the exposure you have to potential litigation. And you know any gaps in your Errors and Omissions insurance (E&O) can be costly! F.A. Legal can fill those gaps by offering quality securities counsel when you need it and at incredible rates.


InvestmentCare.com now brings securities compliance consulting to the World Wide Web. Our focus is to leverage the Internet to provide efficient online compliance solutions to optimize broker/dealer performance. By providing Web-based compliance services, we are able to maintain low sales and overhead costs and pass the savings on to you. Because all of our consultants are former NASD examiners, we are able to guide our clients through the hundreds of complex laws and regulations that affect them. We provide advice and assistance so the firm and its representatives are in compliance with all securities rules and regulations as well as internal policies and procedures. We are convinced that InvestmentCare.com provides the most comprehensive and cost effective solutions for all your compliance needs. For more information on how you can use the Internet to maximize your potential, please visit our website at www.investmentcare.com.


Lawrence Helfant, Inc. has been a member of the New York Stock Exchange since 1976 and the American Stock Exchange since 1995. Our business is the execution NYSE and AMEX stock, as well as all listed options, on an agency basis. Orders can be executed electronically or through a floor broker on the NYSE and AMEX. LHI was founded on the fundamentals of integrity, confidentiality and consistent performance. These principles have served the firm well since its inception and have been maintained in today’s demanding and dynamic environment. We act solely as an agent, so our only objective is getting the best possible execution for our clients while protecting their anonymity. This focus is of the utmost importance to us and, we believe, the cornerstone of success in the auction market. For more information contact Mark White 949-760-6279.


CalSurance statistics Largest privately owned broker in California In top 50 among all US brokers Over $100 million in annual sales BDAdvantage Members will have access to all of the major E&O providers through CalSurance, a full service broker. Insurers include Fireman’s Fund, American International Group, Zurich and ACE. These carriers offer excellent coverage and rate options. Lancer Claims Services, a CalSurance subsidiary, has claim handling authority from two of the E&O insurers. This arrangement greatly enhances the service in the event of a claim. Also available through CalSurance is separate coverage for Employment Practices Liability Insurance offering protection for sexual harassment, discrimination and wrongful termination. CalSurance offers loss control newsletters, seminars and presentations at your annual compliance events free of charge. Coverage features available through CalSurance include: Selling Away Coverage For Broker Dealer First E&O Retro For Reps Split Limits Available Registered Investment Advisor Damages-Only Deductible Defense Outside Of Limit Consent To Settle Reps May Opt Out Of Plan If you are interested please complete this application. Key Contact at CalSurance is Sheri Pontolillo, Vice President, Account Executive She can be reached directly at 714 939-7331 or 800 223-8131. Address: 681 South Parker, Suite 200 Orange, CA 92868


Q4i, Inc. provides advanced information technology solutions for small to mid-sized Broker/Dealers. Q4i is a first-mover and premier developer of an automated compliance system directly integrated with trading. Q4i’s front-end system connected with the back-end operations offers a robust financial online brokerage solution, which integrates seamlessly into your existing web site. BROKER IQ^TM, a customized brokerage management system, offers some of the industry’s most advanced features servicing each level of customer, broker, branch office, and home office requirements, as well as syncs automatically each night with host clearing firms. By increasing revenue opportunities, accessing data from multiple sources, and customizing compliance reporting, BROKER IQTM delivers an economical and compelling return on investment. BROKER IQ^TM, developed for brokers by brokers! For a detailed look click here. (Acrobat Reader required) or contact: Andy Hopkins or Stephanie Chisholm Email: ahopkins@q4i.com or schisholm@q4i.com Q4i, Inc. - 1925 W. John Carpenter Freeway, Suite 550 Irving, TX 75063 - (972)661-1880


Search401k has helped broker dealers across the country increase their 401(k) business, track advisor activity in the retirement plan market, and differentiate their group from competitors. This online tool allows advisors to compare customized expenses, fund performance, and ratings on over 60 401(k) products. For more information click here or image above or contact John Groppoli by e-mailing jgroppoli@search401k.com or calling (877) 989-0800 ext.308


Over the past decade, LifeMark Securities and its branch office network have been providing life insurance “back office” solutions to broker dealers and their registered representatives nationwide. Our primary goal is to make your insurance business profitable without the costs and overwhelming complexities! Our back office administration includes product selection, illustrations, impaired risk underwriting, and overall case management. Sales support and advanced case design are an integral part of our services. Our interactive technology allows you to access or request online quotes, underwriting requirements, carrier ratings, and case status to mention a few. You benefit from our many years of experience working with the nation’s leading carriers… As wholesalers of variable life, disability insurance, long-term care, traditional life and annuities, LifeMark Securities and its branch office network can work with you to develop an individualized “total” insurance program to fit your specifications. Whether it’s providing complementary services to an existing insurance department or complete outsourcing of insurance processing functions, we can develop an approach that works for you. You benefit from new sources of revenue… Looking at becoming a CFA Charterholder? Get the Stalla System^™ Receive a $200 discount for all BD Advantage members! BD Advantage endorses the Stalla CFA Review program for its members who can prepare with the Stalla System at a $200 discount from normal tuition. Get prepared for the CFA^® Exams The Stalla System^™ helps you master the CFA Institute’s Candidate Body Of Knowledge^™ and learn to rapidly apply core concepts, not just memorize formulas. Stalla has the most comprehensive, effective and efficient CFA review system ever developed. We're the exclusive choice of investment firms, Analysts Societies and universities worldwide and have been a premier partner to candidates for over 30 years! The Stalla System^™ The Stalla System is a comprehensive integrated learning platform that combines unsurpassed resources and methods. Expert Instructors deliver best-in-class teaching, insight and guidance. Personal Tutors who are dedicated Charterholders provide coaching, exam strategies, insight and support to help boost your exam performance. Live, Online or CD-ROM Lectures provide ultimate flexibility. Unlimited access to Online Class Make-Up Sessions so you can stay on track. Study Guides, Lecture Notes and Exam Volumes are organized by LOS, and encompass every core concept. PassMaster^™ homework software, with timed exercises provides feedback, so you´ll know immediately if you’re right or wrong and why. PassMaster contains the full Stalla Study Guides, providing direct links to the exact pages for quick reference and faster review. Exam Tips & Strategies to improve performance. Tuition-Free Continuing Help* demonstrates our complete commitment to your success. Live Classes across the country. Online and Self Study CD courses too! Stalla has 16-week live and online classes for the June and December exams. We also offer our Self-Study CD Course offering the flexibility to study when you want and how you want. Consult our National schedule for information. Further information and details of services offered are under our members area, "AdvantageDiscounts" section, so please log-in* or Join now to take *Advantage*.